TRANSITIONS

Our Transitions team provides comprehensive support beginning with the initial onboarding and continuing for 60 days post-resignation. We work with the advisor and guide them through the entire transition process.

 

AT-A-GLANCE

  • Coordinate the transition process between RIA and broker/dealer

  • Provide license transfer and carrier reappointment support

  • 60-day on-site and virtual post-resignation support, including account opening and tracking

  • Provide comprehensive systems and platform training

jen new.jpg

Jen Isaacs

Director of HR &
Business Services

kate sweetman new.jpg

Kate Sweetman

Transitions Manager | Business Services

sarah.jpg

Sarah Pochedly

Business Services
Associate

zach.jpg

Zachary Chubbuck

Business Services
Associate

3750 Park East Drive - Beachwood, OH 44122

Office: (866) 553-9882 - Fax: (440) 505-5609​​​ - Info@stratoswp.com

Check the background of your financial professional on FINRA's BrokerCheck.

Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC. 

Privacy Policy