TRANSITIONS
Our Transitions team provides comprehensive support beginning with the initial onboarding and continuing for 60 days post-resignation. We work with the advisor and guide them through the entire transition process.
AT-A-GLANCE
-
Coordinate the transition process between RIA and broker/dealer
-
Provide license transfer and carrier reappointment support
-
60-day on-site and virtual post-resignation support, including account opening and tracking
-
Provide comprehensive systems and platform training
